Regulatory Disclosures

Regulation

nAperte DAC trading as Omnium Investment Platform is regulated by the Central Bank of Ireland under Regulation 11(1) of the European Union (Markets in Financial Instruments) Regulations 2017

nAperte DAC trading as Omnium Investment Platform is authorised as an Investment Firm under Regulation 8 (3) and deemed authorised under Regulation 5 (2) of the Statutory Instrument No. 375/2017 European Union (Markets in Financial Instruments) Regulations 2017

Further information on the firms regulatory status is available on the Central Bank website by following this link;

http://registers.centralbank.ie/

MiFID II RTS 28 Report

MiFID II Regulatory Technical Standard number 28 (‘RTS 28’) requires that investment firms must publish on an annual basis, information on the top five execution venues used to execute client orders in MiFID II financial instruments.

Types of venues included are: trading venues, systematic internalisers, market makers and other liquidity providers.

The information shows in percentages how trade consideration, and order count was split between those ‘top five’ venues.

It also shows in percentages how many orders were ‘passive’ (entered into a ‘order book’ that provided liquidity) and how many orders were ‘aggressive’ (entered into an ‘order book’ that took liquidity).

Omnium Platform does not execute orders directly. Omnium Platform transmits orders for Professional Clients to Pershing for execution, therefore the data required to be published is produced by Pershing and is available on the Pershing website

http://www.pershing.com/uk/en/about/topics/mifid-ii-rts-28-report