Senior Compliance Manager
Elaine has 15 years’ experience in Financial Services working across Investment Banking, Stockbroking and Asset Management. Elaine has gained experience as a Compliance Officer working with financial firms including Barclays and Goodbody Stockbrokers, primarily specialising in the Markets in Financial Instruments Directive (MiFID). In addition, Elaine previously worked on the Markets Supervision Team of Euronext Dublin (previously the Irish Stock Exchange), supervising the Member Firms of the Exchange.
Prior to joining Omnium Investment Platform, Elaine worked as a Vice President Compliance Manager at Credit Suisse AG, Dublin Branch, where she advised on Compliance, Regulatory and Governance matters regarding the Prime Brokerage Business of the Branch including MiFID and Client Assets.
Elaine is a graduate of the MSc Compliance from University College Dublin/ the Compliance Institute. As part of this qualification, Elaine holds the Fellow of the Association of Compliance Officers in Ireland Designation (FCOI). Elaine also holds the Professional Certificate in Responsible and Sustainable Finance, the QFA designation and is a Registered Stockbroker from the Institute of Banking. Elaine is a member of the Compliance Institute’s Membership Committee.